The International Red Cross in Haiti: Humanitarian Policy, 2010–2015
Table Of Contents
Chapter ONE
INTRODUCTION
- 1.1Introduction
- 1.2Background of the Study
- 1.3Statement of the Problem
- 1.4Aim and Objectives of the Study
- 1.5Research Questions
- 1.6Research Hypotheses
- 1.7Significance of the Study
- 1.8Scope and Delimitation of the Study
- 1.9Limitations of the Study
- 1.10Organisation of the Study
- 1.11Operational Definition of Terms
Chapter TWO
LITERATURE REVIEW
- 2.1Conceptual Review: Humanitarian Policy and Haiti’s Context in 2010–2015
- 2.2Conceptual Review: The International Red Cross Movement and its Normative Framework
- 2.3Conceptual Review: State-Building, Decolonial Impacts, and International Aid in Haiti
- 2.4Theoretical Framework: Liberal Internationalism and Humanitarian Liberalism
- 2.5Theoretical Framework: Practice Theory and Field of Humanitarian Action
- 2.6Empirical Review: Red Cross Operations in Post-Disaster Haiti (2010–2012)
- 2.7Empirical Review: Red Cross Policy Adjustments and Dilemmas (2012–2014)
- 2.8Empirical Review: Coordination with NGOs and National Institutions
- 2.9Empirical Review: Beneficiary Perceptions and Community Outcomes
- 2.10Financial Accountability and Resource Allocation in Haitian Operations
- 2.11Media Representation and Public Scrutiny of Red Cross Activities
- 2.12Identified Gaps in the Literature
- 2.13Conceptual Model: Integrating Policy Processes, Operational Practice, and Outcomes
Chapter THREE
RESEARCH METHODOLOGY
- 3.1Research Design: Case Study of the International Red Cross in Haiti (2010–2015)
- 3.2Philosophical Paradigm: Pragmatism and Mixed-Methods Rationale
- 3.3Population of the Study: Red Cross Delegations, Haitian Partners, and Beneficiary Communities
- 3.4Sample Size and Sampling Technique: Purposive and Snowball Sampling for Stakeholders; Stratified Sampling for Communities
- 3.5Sources and Instruments of Data Collection: Archival Reports, Internal Policy Documents, Interviews, Focus Groups, Surveys, Media Archives
- 3.6Validity and Reliability of Instruments: Triangulation, Pilot Testing, Inter-Coder Reliability
- 3.7Data Collection Procedures: Ethical Approvals, Access Arrangements, and Field Protocols
- 3.8Data Analysis Methods: Thematic Coding, Content Analysis, and Statistical Analysis for Quantitative Data
- 3.9Model Specification or Analytical Framework: Policy-Implementation-Outcome Model for Humanitarian Interventions
- 3.10Ethical Considerations: Informed Consent, Anonymity, Risk Mitigation, and Compliance with International Research Ethics
- 3.11Limitations and Reflexivity in Methodology
Chapter FOUR
DATA PRESENTATION AND ANALYSIS
- ANALYSIS AND DISCUSSION OF FINDINGS
- 4.1Data Presentation: Organizational Structures and Policy Documents of the Haitian Operations (2010–2015)
- 4.2Descriptive Analysis: Stakeholder Participation and Resource Flows
- 4.3Descriptive Analysis: Community Access to Aid and Implementation Coverage
- 4.4Hypotheses Testing: Policy Coherence with Field Realities
- 4.5Hypotheses Testing: Efficiency of Delivery Mechanisms and Accountability
- 4.6Analysis of Coordination with Haitian Authorities and NGOs
- 4.7Interpretation of Results: Alignment with Liberal Internationalism vs. Local Realities
- 4.8Discussion of Findings in Relation to the Literature Review
Chapter FIVE
SUMMARY, CONCLUSION AND RECOMMENDATIONS
- CONCLUSION AND RECOMMENDATIONS
- 5.1Summary of Findings
- 5.2Conclusion: Policy Implications for International Red Cross Missions
- 5.3Contribution to Knowledge: Theorizing Policy-Practice Gaps in Post-Disaster Aid
- 5.4Recommendations for Practitioners and Policymakers
- 5.5Suggestions for Further Studies
Thesis Abstract
The 2010–2015 Haitian humanitarian landscape, marked by a devastating earthquake and its aftershocks, exposed critical tensions between immediacy of relief and long-term policy alignment, raising questions about the effectiveness, accountability, and coordination of major humanitarian actors, including the International Red Cross (IRC). This study addresses the problem of whether IRC humanitarian policy during 2010–2015 aligned with principled humanitarian action while achieving measurable improvements in vulnerability reduction, governance, and local capacity building. The aim is to evaluate the design, implementation, and outcomes of IRC policies in Haiti within the broader framework of international humanitarian norms and state-society dynamics. The specific objectives are (1) to map IRC policy interventions and governance mechanisms in Haiti from 2010 to 2015; (2) to assess alignment with the Core Humanitarian Standard and Sphere Project benchmarks; (3) to examine the effectiveness of IRC-supported programs in housing, health services, and community-based risk reduction; (4) to analyze coordination with local authorities, NGOs, and communities; and (5) to identify policy determinants of success and failure, offering evidence-based recommendations for policy reform and practice. The study employs a mixed-methods design integrating document analysis, quantitative program data, and qualitative stakeholder interviews. The population comprises IRC Haiti country programs, counterpart agencies, donors, local government stakeholders, and beneficiaries. A purposive sample of 60 program documents, 28 field reports, and 12 IRC annual evaluations from 2010–2015 is analyzed, complemented by semi-structured interviews with 40 key informants (IRC field coordinators, local partners, Ministry of Social Affairs officials, and community leaders) and 20 focus group discussions with affected households across Port-au-Prince, Leogane, and Cap-Haïtien. Data collection instruments include a standardized coding framework for policy analysis, a program performance checklist aligned with Sphere and Core Humanitarian Standard indicators, and interview/focus group guides designed to elicit perceptions of access, accountability, and sustainability. Validity and reliability are ensured through triangulation, inter-coder reliability checks (Cohen’s kappa >0.80), and pilot testing of instruments in a comparable post-disaster setting. Data analysis employs descriptive statistics and regression analysis to identify relationships between policy variables (governance, funding modality, and local partnership strength) and program outcomes (housing reconstruction completion rates, health service utilization, and disaster risk reduction activities). A thematic analysis guides the qualitative component, drawing on legitimacy theory and the humanitarian governance model to interpret stakeholder perceptions and legitimacy dynamics. A conceptual model situates policy inputs, implementation processes, and outcomes within the humanitarian policy cycle framework. Key expected findings include (a) partial alignment of IRC Haiti policies with international humanitarian standards, constrained by funding modalities and coordination gaps; (b) evidence that robust local partnerships and capacity-building correlate with higher housing reconstruction completion rates and higher uptake of health services; (c) identification of governance bottlenecks, including coordination fragmentation among NGOs and weak data-sharing practices, limiting impact assessment accuracy; (d) differential effects across urban and rural contexts linked to governance capacity and community engagement levels; and (e) insights into the sustainability of community-based risk reduction activities post-2015. The study contributes to knowledge by offering a systematic assessment of how a major humanitarian actor translates policy into practice in a fragile state, highlighting the interplay between principled action, operational constraints, and local agency. Theoretically, it engages legitimacy theory and the humanitarian governance framework to theorize policy acceptance and effectiveness within a post-disaster national context. Practically, it provides evidence-based recommendations for policy reform, advocacy for funding models that promote local ownership, and enhanced coordination mechanisms, including shared information platforms and joint needs assessments. The main conclusion anticipates that sustained improvements in Haiti's resilience require not only rigorous adherence to humanitarian standards but also iterative policy refinement through deep local partnerships, transparent accountability mechanisms, and flexible funding that prioritizes long-term capacity development. Recommendations include establishing formalized multi-stakeholder coordination cells, investing in local governance strengthening, integrating disaster risk reduction into national development plans, and expanding monitoring and evaluation systems to capture long-term outcomes beyond 2015.
Thesis Overview
This research examines how the International Red Cross (IRC) formulated and implemented humanitarian policy in Haiti during 2010–2015, a period marked by massive disaster response, fragile governance, and complex coordination with local authorities and other aid actors. It asks how policy decisions translated into on-the-ground relief, reconstruction, and protection outcomes for affected populations, and what factors enabled or constrained effective humanitarian action. The study addresses a gap in understanding the interaction between organizational policy processes within a major humanitarian actor and the lived realities of beneficiaries in a densely entangled relief environment.
What the researcher will do
- Clarify the research questions: What policies were adopted by the IRC in Haiti, why these policies were chosen, and how they were implemented across different Haitian contexts (urban Port-au-Prince, rural communities, and internally displaced persons camps).
- Literature and document review: Examine IRC internal policy documents, strategy papers, annual reports, financials, external evaluations, and relevant policy literature to map policy intentions against stated outcomes.
- Data collection:
- Qualitative: conduct 25 in-depth interviews with IRC programme staff, field coordinators, partner NGOs, and Haitian stakeholders; perform 10 focus groups with beneficiaries and community leaders.
- Quantitative: compile and analyze program data on key indicators (nutrition, shelter, water, sanitation, cash assistance) from IRC monitoring systems for 2010–2015.
- Data analysis: use thematic analysis for interview transcripts to identify policy-practice gaps; apply regression analysis to program indicators over time to detect associations between policy shifts and outcomes; triangulate findings across sources to build a coherent narrative.
- Synthesis: develop a conceptual map linking policy design choices to implementation processes and beneficiary outcomes, highlighting governance, coordination, resource allocation, and accountability mechanisms.
What contribution the study will make
- Provides a nuanced understanding of how a leading humanitarian actor translates policy into practice under crisis and post-crisis conditions.
- Identifies governance and operational factors that influence policy effectiveness in complex emergencies.
- Offers actionable recommendations for improving policy design, coordination with local actors, and beneficiary accountability.
Expected outcome
- A rigorously documented account of policy-to-practice dynamics with evidence of what worked, what did not, and why, culminating in a set of policy and programmatic recommendations for enhanced efficacy in future humanitarian responses.